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Paul A Candeletti

Northwestern Mutual Investment Services, LLC

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About Paul A Candeletti

Paul Candeletti is a financial advisor at Northwestern Mutual Investment Services, LLC. He has been in the financial industry since 1999 and has a broad range of experience. Paul is registered with FINRA and holds several licenses, including Series 7, 63, 9, 10, 65, and SIE.

Firm Information

Paul Candeletti is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Paul Candeletti’s Registration & Firm History

NY

09/22/2022 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

NY

09/04/2008 - 02/08/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)

NJ

05/14/2007 - 06/13/2008

MULTI-FINANCIAL SECURITIES CORPORATION (OCEAN NJ)

NY

07/30/1998 - 06/09/2005

THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)

NY

10/01/2000 - 04/27/2001

THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)

NA

03/01/1990 - 03/31/1990

FLOOR BROKER NETWORK, INC.

NA

03/15/1988 - 07/29/1988

H.J. MEYERS & CO., INC.

NA

03/22/1984 - 01/21/1986

BEAR, STEARNS & CO. INC.

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Licenses & Designations

IA

Issued 07/16/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/01/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/19/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul A Candeletti.
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