Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patty? Claim Your ProfilePatty Franklin is an investment advisor representative with Fidelity Personal And Workplace Advisors, registered to provide financial advice in California, Illinois and Texas. Patty holds the Series 7, Series 6, Series 63, and Series 65 licenses. She has been in the financial services industry since 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/03/2024 - Present
Fidelity Personal AND Workplace Advisors (THOUSAND OAKS CA)
CA
11/16/2015 - 01/12/2023
EMERSON EQUITY LLC (Westlake Village CA)
CA
11/02/2010 - 01/27/2014
TD AMERITRADE, INC. (THOUSAND OAKS CA)
CA
07/20/2009 - 11/03/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (WEST HILLS CA)
CA
03/12/2008 - 01/27/2009
UBS FINANCIAL SERVICES INC. (WOODLAND HILLS CA)
SC
02/10/2004 - 09/30/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
10/15/2003 - 01/12/2004
FEDERAL STREET INVESTMENTS, INC. (BEVERLY MA)
MO
10/17/2001 - 10/02/2003
EDWARD JONES (ST. LOUIS MO)
NJ
11/30/2000 - 10/02/2001
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 03/24/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Patty Franklin is the right advisor for you? Invested Better is here to help.
