Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patty? Claim Your ProfilePatty Kelley Scott is a registered investment advisor representative with over 20 years of experience in the financial services industry. Patty is currently affiliated with ON Investment Management Co. Prior to joining ON Investment Management Co., Patty has held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, UBS Financial Services Inc. and Raymond James Financial Services, Inc. Patty's expertise lies in providing financial planning and portfolio management services for both individuals and businesses. Patty holds a Series 6, 7 and 63 licenses and is also a registered investment advisor in the states of California, Florida, Georgia, Indiana, Kentucky, Michigan, Ohio and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
04/05/2016 - Present
ON Investment Management Co. (Cincinnati OH)
OH
03/09/2011 - 04/07/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
OH
08/10/2009 - 03/14/2011
J.P. MORGAN SECURITIES LLC (CINCINNATI OH)
NJ
04/18/2008 - 06/25/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
OH
11/02/2004 - 01/14/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (WEST CHESTER OH)
MN
06/06/2001 - 10/08/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
11/29/2000 - 06/06/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
IL
11/22/1996 - 07/01/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 07/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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