Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patty? Claim Your ProfilePatty Ann Miller is a financial advisor with over 30 years of experience in the industry. She holds both Series 7 and Series 63 licenses, as well as the SIE exam and Series 9 and Series 10 licenses. She is also a Certified Financial Planner. Patty is currently registered with Oneamerica Securities, Inc. and provides financial planning, portfolio management, and educational seminars to her clients. She has experience working with high-net-worth individuals and corporations. Patty's previous experience includes working at Charles Schwab & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
10/17/2023 - Present
Oneamerica Securities, Inc. (INDIANAPOLIS IN)
OH
03/12/1998 - 09/18/2023
CHARLES SCHWAB & CO., INC. (Richfield OH)
NY
07/30/1990 - 02/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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