Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patti? Claim Your ProfilePatti Ardoin has been in the financial industry since 1991. Patti is a Registered Representative with Edward Jones. Patti currently works in the Spring, TX branch of Edward Jones. Prior to working with Edward Jones, Patti worked with BANK UNITED SECURITIES CORP., TOUCHSTONE SECURITIES, INC., INVEST FINANCIAL CORPORATION and SOUTHERN CAPITAL INVESTMENTS, INC.. Patti has passed the Series 6, Series 7, Series 63 and Series 66 exams. Patti is registered to provide securities and investment advisory services in Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Louisiana, Missouri, Nevada, North Carolina, Oklahoma, Oregon, Texas, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
09/29/2008 - Present
Edward Jones (SPRING TX)
TX
01/03/1995 - 01/05/1999
BANK UNITED SECURITIES CORP. (HOUSTON TX)
OH
03/06/1993 - 12/31/1994
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
WI
10/28/1991 - 12/31/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
10/02/1986 - 03/02/1987
SOUTHERN CAPITAL INVESTMENTS, INC.
BOTH
Issued 09/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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