Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patti? Claim Your ProfilePatti Clifton Austin is a financial advisor currently registered with LPL Financial LLC in Taylors, South Carolina. Patti has been a registered financial advisor for over 30 years, with previous experience at firms such as Raymond James Financial Services, Inc., SunTrust Investment Services, Inc., Sterne, Agee & Leach, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Dean Witter Reynolds Inc. Patti has a wide range of experience in the industry and holds several licenses and certifications. Patti’s experience, along with her commitment to providing clients with personalized financial advice, makes her an excellent choice for those seeking guidance on their financial journey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/26/2010 - Present
LPL Financial LLC (TAYLORS SC)
SC
04/28/2008 - 04/26/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREER SC)
SC
05/29/2007 - 04/15/2008
SUNTRUST INVESTMENT SERVICES, INC. (GREENVILLE SC)
SC
07/16/2004 - 05/21/2007
STERNE, AGEE & LEACH, INC. (GREENVILLE SC)
MO
07/01/2003 - 07/20/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/20/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/17/2000 - 02/15/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/14/1991 - 10/21/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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