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Patti Ann Sherwood

Nylife Securities LLC

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About Patti Ann Sherwood

Patti Sherwood is a financial professional registered with Nylife Securities LLC. Patti has been in the industry since May 2005. Patti holds Series 6, Series 63, and SIE licenses. In addition to her work with Nylife Securities LLC, Patti is registered with the state of Texas.

Firm Information

Patti Sherwood is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patti Sherwood’s Registration & Firm History

TX

05/04/2005 - Present

Nylife Securities LLC (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 05/17/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patti Ann Sherwood.
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