Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patterson? Claim Your ProfilePatterson Henry Robertson is a financial advisor with UBS Financial Services Inc. Patterson has been in the financial industry since February 1, 2000, and has worked at UBS Financial Services Inc. since November 2013. Patterson holds a Series 66, Series 10, Series 9, SIE and Series 7 licenses. Patterson is registered to offer investment advice in California, Colorado, Florida, North Carolina, Texas and Washington. Previously Patterson was employed at WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, and WELLS FARGO BROKERAGE SERVICES, L.L.C.. Patterson Henry Robertson is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/10/2013 - Present
UBS Financial Services Inc. (AUSTIN TX)
TX
01/03/2011 - 06/11/2013
WELLS FARGO ADVISORS, LLC (AUSTIN TX)
TX
12/12/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (AUSTIN TX)
MN
02/02/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BOTH
Issued 04/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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