Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Kearney is a financial advisor with over 40 years of experience in the financial services industry. Patrick has a strong track record of providing investment advice and portfolio management services to a wide range of clients, including individuals, families, businesses, and institutions. Patrick is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and previously held positions at WELLS FARGO CLEARING SERVICES, LLC and CITIGROUP GLOBAL MARKETS INC. Patrick holds a variety of licenses and certifications, including Series 3, 7, 8, 63 and 65. Patrick is also a registered representative of FINRA. Patrick specializes in providing investment advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/24/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LA JOLLA CA)
CA
01/16/2009 - 05/30/2024
WELLS FARGO CLEARING SERVICES, LLC (LA JOLLA CA)
CA
07/31/1993 - 02/05/2009
CITIGROUP GLOBAL MARKETS INC. (LA JOLLA CA)
NY
02/10/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/18/1984 - 02/12/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/13/1984 - 06/22/1984
BIRR, WILSON & CO., INC.
NA
07/19/1983 - 02/14/1984
CALIFORNIA MUNICIPAL INVESTORS, INC.
IA
Issued 07/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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