Unclaimed
Patrick Williams Turns is a securities professional with over 20 years of experience in the financial services industry. Patrick has a strong background in securities trading and investment advisory services, having held positions at several firms including Growth Capital Services, Inc., Trestle Point, LLC, and NBC Capital Markets Group, Inc.. Patrick is currently registered with Finalis Securities LLC in New York, NY and is licensed in Colorado and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/26/2022 - Present
Finalis Securities LLC (New York NY)
TN
06/16/2014 - 02/02/2022
GROWTH CAPITAL SERVICES, INC. (Nashville TN)
TN
08/17/2009 - 04/23/2014
TRESTLE POINT, LLC (MEMPHIS TN)
TN
04/22/2004 - 09/14/2004
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
OK
05/09/2003 - 11/24/2003
BOSC, INC. (TULSA OK)
TN
04/30/2001 - 04/17/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
03/02/1998 - 02/22/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
02/11/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TN
03/22/1993 - 02/19/1998
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 10/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Turns is the right advisor for you? Invested Better is here to help.