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Patrick Williams Turns

Finalis Securities LLC

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About Patrick Williams Turns

Patrick Williams Turns is a securities professional with over 20 years of experience in the financial services industry. Patrick has a strong background in securities trading and investment advisory services, having held positions at several firms including Growth Capital Services, Inc., Trestle Point, LLC, and NBC Capital Markets Group, Inc.. Patrick is currently registered with Finalis Securities LLC in New York, NY and is licensed in Colorado and Tennessee.

Firm Information

Patrick Turns is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Turns’s Registration & Firm History

NY

01/26/2022 - Present

Finalis Securities LLC (New York NY)

TN

06/16/2014 - 02/02/2022

GROWTH CAPITAL SERVICES, INC. (Nashville TN)

TN

08/17/2009 - 04/23/2014

TRESTLE POINT, LLC (MEMPHIS TN)

TN

04/22/2004 - 09/14/2004

NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)

OK

05/09/2003 - 11/24/2003

BOSC, INC. (TULSA OK)

TN

04/30/2001 - 04/17/2003

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

NY

03/02/1998 - 02/22/2000

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

02/11/1998 - 03/02/1998

DAIN RAUSCHER INCORPORATED

TN

03/22/1993 - 02/19/1998

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 10/20/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Williams Turns.
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