Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick William Sullivan is a financial professional with over 20 years of experience in the financial services industry. Patrick is currently registered with Fidelity Personal AND Workplace Advisors and has held previous roles with firms such as MAN Securities INC, Prudential Equity Group, LLC, PRUCO Securities Corporation, Morgan Stanley & Co., Incorporated, and Dean Witter Reynolds INC. Patrick offers a wide range of services, including financial planning, portfolio management, and educational seminars. He is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
NY
05/22/2006 - 09/14/2006
MAN SECURITIES INC (NEW YORK NY)
NY
01/07/2004 - 04/17/2006
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NJ
04/04/2002 - 11/04/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
08/07/2000 - 05/10/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/04/1998 - 08/22/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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