Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick William Suffern has been a registered investment advisor since 1993. Patrick is currently registered with Prospera Financial Services, Inc. Prior to joining Prospera Financial Services, Inc., Patrick was a registered representative with M Holdings Securities, Inc. Patrick has passed several exams, including the Series 7, Series 24, Series 27, Series 63, Series 65, SIE, and the Series 99TO. Patrick has a long and varied career in the financial industry. Patrick has worked with a variety of clients, including individuals, corporations, high-net-worth individuals, charitable organizations, pooled investment vehicles, and pension and profit-sharing plans. Patrick provides financial planning services, portfolio management, and selection of other advisors. Patrick is committed to providing his clients with the highest quality of service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
LA
02/08/2018 - Present
Prospera Financial Services, Inc. (Mandeville LA)
LA
10/28/2009 - 11/14/2017
M HOLDINGS SECURITIES, INC. (MANDAVILLE LA)
LA
01/25/1996 - 11/20/2009
BECKER & SUFFERN, LTD. (MANDEVILLE LA)
LA
11/03/1993 - 02/13/1996
JACK DARDIS & ASSOCIATES, LTD. (METAIRIE LA)
IA
Issued 12/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 11/02/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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