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Patrick Warren

GT Securities, Inc.

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About Patrick Warren

Patrick Warren is a securities professional with over 15 years of experience in the financial services industry. Patrick currently holds a Series 7, 79, 79TO, and SIE license and is registered with GT Securities, Inc. Patrick has a strong background in investment banking and has previously worked for firms such as Corporate Finance Securities, Inc., Skyway Capital Markets, LLC, Brown, Gibbons, Lang & Company Securities, Inc., Fifth Third Securities, Inc., BB&T Securities, LLC, Scott & Stringfellow, LLC, and Ewing Bemiss & Co.

Firm Information

Patrick Warren is currently registered with GT Securities, Inc.. GT Securities, Inc. is a Corporation formed on December 6, 2001, registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Warren’s Registration & Firm History

CA

04/26/2024 - Present

GT Securities, Inc. (LOS ANGELES CA)

GA

10/12/2023 - 04/11/2024

CORPORATE FINANCE SECURITIES, INC. (ATLANTA GA)

FL

03/21/2020 - 08/07/2020

SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)

IL

06/28/2019 - 03/04/2020

CORPORATE FINANCE SECURITIES, INC. (WEST DUNDEE IL)

OH

09/18/2017 - 02/02/2018

BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CLEVELAND OH)

VA

12/05/2016 - 03/03/2017

FIFTH THIRD SECURITIES, INC. (RICHMOND VA)

VA

01/02/2013 - 07/07/2016

BB&T SECURITIES, LLC (RICHMOND VA)

VA

12/03/2012 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (RICHMOND VA)

VA

09/21/2004 - 12/13/2006

EWING BEMISS & CO. (RICHMOND VA)

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Licenses & Designations

BC

Issued 12/31/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Warren.
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