Unclaimed
Patrick Warren is a securities professional with over 15 years of experience in the financial services industry. Patrick currently holds a Series 7, 79, 79TO, and SIE license and is registered with GT Securities, Inc. Patrick has a strong background in investment banking and has previously worked for firms such as Corporate Finance Securities, Inc., Skyway Capital Markets, LLC, Brown, Gibbons, Lang & Company Securities, Inc., Fifth Third Securities, Inc., BB&T Securities, LLC, Scott & Stringfellow, LLC, and Ewing Bemiss & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/26/2024 - Present
GT Securities, Inc. (LOS ANGELES CA)
GA
10/12/2023 - 04/11/2024
CORPORATE FINANCE SECURITIES, INC. (ATLANTA GA)
FL
03/21/2020 - 08/07/2020
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
IL
06/28/2019 - 03/04/2020
CORPORATE FINANCE SECURITIES, INC. (WEST DUNDEE IL)
OH
09/18/2017 - 02/02/2018
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CLEVELAND OH)
VA
12/05/2016 - 03/03/2017
FIFTH THIRD SECURITIES, INC. (RICHMOND VA)
VA
01/02/2013 - 07/07/2016
BB&T SECURITIES, LLC (RICHMOND VA)
VA
12/03/2012 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
VA
09/21/2004 - 12/13/2006
EWING BEMISS & CO. (RICHMOND VA)
BC
Issued 12/31/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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