Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Wang Lam is a financial advisor with Emerson Equity LLC. Patrick has been in the financial industry since January 2005. Patrick is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7 and Series 63 license, as well as the Securities Industry Essentials (SIE) exam. Patrick provides financial planning services to individuals and families, including portfolio management, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
04/15/2019 - Present
Emerson Equity LLC (Scottsdale AZ)
CA
10/15/2018 - 04/15/2019
SANDLAPPER SECURITIES, LLC (Los Gatos CA)
NY
12/05/2017 - 10/22/2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
CA
03/03/2014 - 10/17/2017
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
OH
10/24/2012 - 03/06/2014
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NY
08/30/2012 - 10/10/2012
ASCENT REAL ESTATE SECURITIES, LLC (NEW YORK NY)
PA
12/14/2010 - 12/12/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
01/17/2007 - 11/18/2010
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CA
12/11/2004 - 01/17/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
09/01/2004 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
CA
01/30/2004 - 08/19/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BC
Issued 03/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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