Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Redman is a financial professional with over 17 years of experience in the industry. Currently, Patrick works as an investment advisor representative at Advisors Asset Management, Inc., a firm that provides a variety of investment services. Previously, Patrick held similar roles at other firms including ALT FUND DISTRIBUTORS LLC, Prudential Investment Management Services LLC, Northern Trust Securities, Inc., Invesco Distributors, Inc., and Van Kampen Funds Inc. Patrick holds several licenses including Series 6, Series 7, Series 63, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
12/18/2023 - Present
Advisors Asset Management, Inc. (NEW YORK NY)
NY
09/01/2022 - 12/21/2023
ALT FUND DISTRIBUTORS LLC (NEW YORK NY)
NJ
12/14/2012 - 08/08/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IL
09/30/2011 - 11/23/2012
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
06/01/2010 - 09/02/2011
INVESCO DISTRIBUTORS, INC. (OAKBROOK TERRACE IL)
IL
06/12/2006 - 06/01/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IA
Issued 08/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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