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Patrick Vaughan

Paychex Securities Corp.

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About Patrick Vaughan

Patrick Vaughan is a financial advisor with over 10 years of experience in the industry. Patrick is currently registered with Paychex Securities Corp. in Arizona and holds a Series 7, Series 6, Series 63 and Series 66 licenses. Prior to his current position, Patrick was a registered representative at several firms including Advisory Group Equity Services LTD., Bequia Securities, LLC and Cresap, Inc.

Firm Information

Patrick Vaughan is currently registered with Paychex Securities Corp.. Paychex Securities Corp. is a corporation formed in 1995 and approved in all 50 states, as well as the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

117

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Vaughan’s Registration & Firm History

AZ

09/23/2021 - Present

Paychex Securities Corp. (Phoenix AZ)

MA

01/24/2019 - 08/30/2021

ADVISORY GROUP EQUITY SERVICES LTD. (Milton MA)

MA

01/25/2018 - 01/23/2019

BEQUIA SECURITIES, LLC (ARLINGTON MA)

PA

01/25/2016 - 10/03/2017

CRESAP, INC. (RADNOR PA)

NY

11/12/2014 - 12/21/2015

REVERE SECURITIES LLC (NEW YORK NY)

NY

04/26/2004 - 07/08/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

RI

01/28/1998 - 04/06/1999

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 03/25/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/26/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2014

Series 7 - General Securities Representative Examination

BC

Issued 01/27/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Vaughan.
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