Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Unrath is a financial advisor with Rockefeller Financial LLC. Patrick has been in the industry since November 16, 2012. Patrick is registered to provide investment advice in multiple states. Patrick holds the Series 4, Series 7, Series 9, Series 10, Series 24, and Series 66 securities licenses. Patrick provides financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/18/2024 - Present
Rockefeller Financial LLC (Newtown PA)
BOTH
Issued 01/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2017
Series 4 - Registered Options Principal Examination
BC
Issued 10/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/25/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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