Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Timothy King is a registered representative with Stifel, Nicolaus & Company, Inc. in Columbus, Ohio. Patrick has been in the securities industry since 2002. Patrick is also a Registered Investment Advisor representative, which means they are qualified to provide financial advice. Patrick's registrations include Series 7, 50, 53, 63 and SIE exams. In addition to Stifel, Nicolaus & Company, Inc., Patrick has also worked for Wachovia Capital Markets, LLC and A.G. Edwards & Sons, Inc. Patrick is a board member for the Solid Waste Authority of Central Ohio and the County Hospital Commission of Franklin County, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/18/2009 - Present
Stifel, Nicolaus & Company, Inc. (COLUMBUS OH)
OH
11/26/2007 - 04/02/2009
WACHOVIA CAPITAL MARKETS, LLC (COLUMBUS OH)
OH
05/22/2002 - 11/26/2007
A. G. EDWARDS & SONS, INC. (COLUMBUS OH)
BC
Issued 01/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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