Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Walker has been in the securities industry since December 11, 1996. Currently, Patrick is registered with Cova Capital Partners LLC, Collectable Securities, BDO Capital Advisors, LLC, and Tritaurian Capital, Inc. Patrick is a General Securities Principal and has passed the Series 63, Series 7, Series 14, Series 24, Series 79TO, and Series 99TO exams. Patrick is registered with the state regulators of Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Oregon, Rhode Island, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/01/2024 - Present
Cova Capital Partners LLC (SYOSSET NY)
FL
09/10/2021 - 02/07/2023
SOUTH FORK SECURITIES (MIAMI BEACH FL)
NJ
11/13/2020 - 05/02/2022
GREENBIRD CAPITAL LLC (Toms River NJ)
NY
07/10/2017 - 02/28/2018
TORINO CAPITAL LLC (NEW YORK NY)
NJ
11/03/2014 - 05/17/2016
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
NY
10/26/2012 - 01/02/2014
SURYA CAPITALE SECURITIES LLC (NEW YORK NY)
NY
07/06/2009 - 09/21/2012
MERGER & ACQUISITION CAPITAL SERVICES, INC. (NEW YORK NY)
NJ
01/13/2003 - 09/04/2008
PARKER FINANCIAL CORP. (RAHWAY NJ)
OR
03/27/1998 - 12/31/2002
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
NJ
09/03/1997 - 03/17/1998
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
GA
04/14/1997 - 07/31/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
NJ
01/30/1996 - 05/31/1996
DINA SECURITIES, INC. (WAYNE NJ)
NY
02/28/1995 - 03/20/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
08/19/1994 - 01/31/1995
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
01/01/1991 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
BC
Issued 12/26/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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