Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Serio is a financial advisor at UBS Securities LLC. Patrick has over 7 years of experience in the financial services industry. Patrick holds the Series 6, 7, 63, 66, 79 and SIE licenses. Patrick was previously employed at Vanguard Marketing Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Patrick is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/26/2024 - Present
UBS Securities LLC (New York NY)
PA
02/27/2017 - 06/11/2018
VANGUARD MARKETING CORPORATION (MALVERN PA)
MD
06/28/2016 - 02/03/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA MD)
MD
07/24/2015 - 05/25/2016
METLIFE SECURITIES INC. (ELKRIDGE MD)
BC
Issued 07/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/16/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/24/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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