Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Thomas Pollard is a financial advisor who has been in the industry since 2011. Patrick is currently registered with Canaccord Genuity LLC in San Francisco, CA. Patrick is also registered with the following states: California, Massachusetts, and New York. He has passed the Series 7, Series 63, Series 79, Series 24 and SIE exams. Patrick has previous experience with CANACCORD GENUITY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/29/2015 - Present
Canaccord Genuity LLC (SAN FRANCISCO CA)
CA
04/29/2010 - 08/15/2014
CANACCORD GENUITY INC. (SAN FRANCISCO CA)
BC
Issued 05/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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