Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Lebeau is a financial advisor with over 30 years of experience in the industry. Patrick is registered with Wealthpenn.comllc and holds a variety of licenses and certifications including Series 6, 7, 24, 52TO, 53, and 63. Patrick is also a Certified Financial Planner. Patrick provides financial planning, portfolio management, and asset allocation advice to a wide range of clients, including individuals, families, businesses, and institutions. Patrick has experience working with clients from a variety of backgrounds, including high-net-worth individuals, corporate executives, and retirees. Patrick is committed to providing personalized service to each of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
RI
02/09/2022 - Present
Wealthpenn.comllc (Providence RI)
RI
10/23/2009 - 02/08/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
RI
11/02/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PROVIDENCE RI)
RI
01/23/1997 - 10/19/2006
CCO INVESTMENT SERVICES CORP. (BARRINGTON RI)
RI
11/05/1996 - 02/27/1998
FISCO EQUITY, INC. (LINCOLN RI)
NY
04/26/1995 - 09/23/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
RI
06/23/1993 - 04/28/1995
FISCO EQUITY, INC. (LINCOLN RI)
NJ
05/26/1992 - 06/17/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 8/6/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/11/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1995
Series 3 - National Commodity Futures Examination
BC
Issued 10/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 5/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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