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Patrick Thomas Horne

Northwestern Mutual Investment Services, LLC

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About Patrick Thomas Horne

Patrick Thomas Horne is a registered representative with Northwestern Mutual Investment Services, LLC. Patrick has been in the industry since 1986 and has held licenses in various states. Patrick's career includes experience with Robert W. Baird & Co. Incorporated. Patrick is currently registered in 16 states and has multiple industry licenses. In addition to Patrick's work with Northwestern Mutual Investment Services, LLC, Patrick is a board member for the Concordia University Endowment Fund Board.

Firm Information

Patrick Horne is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

2,341

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Patrick Horne’s Registration & Firm History

WI

03/28/2002 - Present

Northwestern Mutual Investment Services, LLC (Waukesha WI)

WI

04/28/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/28/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/24/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2006

Series 7 - General Securities Representative Examination

BC

Issued 07/08/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 05/15/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Patrick Thomas Horne. Review regulatory record here.
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