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Patrick Thomas Collins

Houlihan Lokey Capital, Inc.

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About Patrick Thomas Collins

Patrick Collins is a financial professional with over 20 years of experience in the industry. He has worked for a variety of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co., Incorporated. Patrick currently works at Houlihan Lokey Capital, Inc. where he has been a registered representative since June 4, 2015. Patrick holds Series 7, 63, 79 and SIE licenses.

Firm Information

Patrick Collins is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Collins’s Registration & Firm History

NY

06/04/2015 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

11/01/1996 - 08/29/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/23/1995 - 08/09/1996

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/07/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Thomas Collins.
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