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Patrick Theodore Warner

Fidelity Brokerage Services LLC

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About Patrick Theodore Warner

Patrick Warner is a financial professional with over 24 years of experience in the securities industry. Patrick is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2008. Patrick is a licensed securities representative in 53 states and holds the Series 6, Series 7, Series 63, and SIE licenses.

Firm Information

Patrick Warner is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Warner’s Registration & Firm History

MA

01/01/2008 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

02/06/1998 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

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Licenses & Designations

BC

Issued 03/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2016

Series 7 - General Securities Representative Examination

BC

Issued 02/05/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick Theodore Warner.
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