Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Terrence Shea is a financial advisor with Emerson Equity LLC. Patrick has over 20 years of experience in the financial services industry. Patrick is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 22, and SIE licenses. Patrick is a member of the Financial Planning Association (FPA). Patrick's professional experience includes time with Whitehall-Parker Securities, Inc., Independent Financial Group, LLC, Wedbush Morgan Securities Inc., Brookstreet Securities Corporation, Archer Alexander Securities Corporation, Cypress Capital Corporation, Waldron & Co., Inc., Ridgewood Securities Corporation and Hemisphere Securities, Inc. Patrick focuses on providing financial planning and investment management services to high-net-worth individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/12/2023 - Present
Emerson Equity LLC (San Rafael CA)
CA
04/02/2015 - 12/31/2022
WHITEHALL-PARKER SECURITIES, INC. (Novato CA)
CA
08/06/2007 - 03/30/2015
INDEPENDENT FINANCIAL GROUP, LLC (NOVATO CA)
CA
06/27/2007 - 08/07/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
05/01/2006 - 07/13/2007
BROOKSTREET SECURITIES CORPORATION (SAN RAFAEL CA)
CA
10/01/2004 - 04/29/2006
ARCHER ALEXANDER SECURITIES CORPORATION (SAN RAFAEL CA)
NA
01/30/1992 - 12/31/1993
CYPRESS CAPITAL CORPORATION
CA
02/26/1990 - 01/07/1992
WALDRON & CO., INC. (IRVINE CA)
NJ
10/10/1988 - 11/18/1989
RIDGEWOOD SECURITIES CORPORATION (MONTVALE NJ)
NA
03/15/1988 - 05/04/1988
HEMISPHERE SECURITIES, INC.
BC
Issued 01/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2004
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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