Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Tantoco is a financial advisor who has been in the industry since 2008. Patrick is currently registered with Osaic Wealth, Inc. and holds the Series 7, Series 63, Series 65, and SIE licenses. Patrick has previously worked at MML Investors Services, LLC, MSI Financial Services, Inc., Independent Financial Group, LLC, Brokers International Financial Services, LLC., H. Beck, Inc., New England Securities, Banc of America Investment Services, Inc., and Citigroup Global Markets Inc. Patrick is a member of the state bars of Hawaii, California, Nevada, Virginia and Washington. Patrick is also a founder of Hawaii Cube. Patrick offers financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
10/08/2024 - Present
Osaic Wealth, Inc. (HONOLULU HI)
HI
03/25/2017 - 03/15/2019
MML INVESTORS SERVICES, LLC (HONOLULU HI)
HI
12/12/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
05/31/2013 - 12/13/2016
INDEPENDENT FINANCIAL GROUP, LLC (HONOLULU HI)
HI
01/25/2011 - 06/04/2013
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (HONOLULU HI)
CA
07/08/2010 - 11/11/2010
H. BECK, INC. (SAN MATEO CA)
CA
03/31/2010 - 07/09/2010
NEW ENGLAND SECURITIES (FOSTER CITY CA)
CA
10/31/2008 - 03/25/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN MATEO CA)
CA
01/05/2007 - 11/12/2008
CITIGROUP GLOBAL MARKETS INC. (SAN MATEO CA)
IA
Issued 12/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/8/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/4/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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