Unclaimed
Patrick Cannon is a securities professional with over 5 years of experience in the financial services industry. Patrick holds the Series 7, Series 57, SIE, and Series 99TO licenses, as well as the General Securities Principal Examination. Patrick is currently registered with Summit Securities Group LLC as a General Securities Representative. Prior to this, Patrick was a registered representative with MORGAN STANLEY & CO. LLC. Patrick is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/02/2022 - Present
Summit Securities Group LLC (NEW YORK NY)
NY
07/27/2018 - 04/18/2022
MORGAN STANLEY & CO. LLC (New York NY)
BC
Issued 04/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/18/2024
Series 99TO - Operations Professional Examination
BC
Issued 12/03/2018
Series 57 - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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