Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Sweeney has been in the financial services industry since October 1996 and is currently registered with J.P. Morgan Securities LLC. Patrick has experience with a variety of firms including Ameriprise Financial Services, LLC, UBS Financial Services Inc., Morgan Stanley, and Credit Suisse First Boston Corporation. Patrick is registered as a Registered Representative (RR) and Investment Adviser Representative (IAR) in several states including New York, Texas, Connecticut, and New Jersey. Patrick is a Series 66, Series 65, Series 63, and Series 24 licensed professional. Patrick provides a variety of advisory services including financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NC
04/12/2024 - Present
J.p. Morgan Securities LLC (Charlotte NC)
PA
07/07/2020 - 12/26/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Conshohocken PA)
NJ
11/11/2019 - 03/16/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/16/2013 - 09/27/2019
MORGAN STANLEY (PURCHASE NY)
NJ
01/03/2005 - 06/03/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
AZ
11/05/2003 - 01/19/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NJ
03/23/2001 - 12/04/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
08/21/2000 - 11/10/2000
CREDIT SUISSE FIRST BOSTON PRIVATE ADVISOR, LLC (NEW YORK NY)
NY
08/02/2000 - 08/21/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
IL
05/05/1999 - 07/24/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
CT
01/03/1996 - 06/05/1997
ZWEIG SECURITIES CORP. (HARTFORD CT)
NY
11/24/1992 - 03/24/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
10/04/1991 - 07/17/1992
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
07/30/1990 - 07/29/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/22/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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