Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Sullivan is a financial professional with over 20 years of experience in the industry. Patrick is currently registered with Assetmark Brokerage, LLC in Arizona. Patrick previously worked for Capital Brokerage Corporation in Virginia, Chase Investment Services Corp. in Arizona, BANC ONE SECURITIES CORPORATION in Arizona, PNC INVESTMENTS in Pennsylvania, and J.J.B. HILLIARD, W.L. LYONS, INC. in Kentucky. Patrick holds FINRA Series 7 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
08/15/2014 - Present
Assetmark Brokerage, LLC (Phoenix AZ)
VA
10/20/2009 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
AZ
03/13/2006 - 06/25/2009
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
AZ
03/13/2006 - 05/02/2006
BANC ONE SECURITIES CORPORATION (PHOENIX AZ)
PA
01/01/2004 - 07/27/2004
PNC INVESTMENTS (PITTSBURGH PA)
KY
03/13/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BC
Issued 05/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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