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Patrick Sullivan

Bain Capital Distributors, LLC

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About Patrick Sullivan

Patrick Sullivan is a registered representative with Bain Capital Distributors, LLC. Patrick has been in the securities industry since August 24, 1993 and is currently registered in 53 states and the District of Columbia. Prior to joining Bain Capital Distributors, LLC, Patrick worked at Goldman, Sachs & Co., where he was registered from September 19, 1989 until August 29, 2012.

Firm Information

Patrick Sullivan is currently registered with Bain Capital Distributors, LLC. Bain Capital Distributors, LLC is a Limited Liability Company formed in February 2015 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Sullivan’s Registration & Firm History

MA

08/05/2016 - Present

Bain Capital Distributors, LLC (Boston MA)

NY

09/19/1989 - 08/29/2012

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/15/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2005

Series 3 - National Commodity Futures Examination

BC

Issued 09/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Sullivan.
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