Unclaimed
Patrick Sullivan is a registered representative with Bain Capital Distributors, LLC. Patrick has been in the securities industry since August 24, 1993 and is currently registered in 53 states and the District of Columbia. Prior to joining Bain Capital Distributors, LLC, Patrick worked at Goldman, Sachs & Co., where he was registered from September 19, 1989 until August 29, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/05/2016 - Present
Bain Capital Distributors, LLC (Boston MA)
NY
09/19/1989 - 08/29/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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