Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Stiefel is a financial advisor with over 12 years of experience in the financial services industry. Patrick is currently registered with Realtyx, LLC and Hedgebay Securities LLC. Patrick has passed the Series 63, 65, 24, 27, 4, 55, 57TO, 79TO, and SIE examinations. Patrick is also a Registered Options Principal and a General Securities Principal. Patrick is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/08/2023 - Present
Realtyx, LLC (Westport CT)
CT
04/11/2014 - 11/16/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (STAMFORD CT)
CT
11/24/2009 - 04/12/2012
RBS SECURITIES INC. (STAMFORD CT)
IA
Issued 06/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/15/2011
Series 4 - Registered Options Principal Examination
BC
Issued 06/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/23/2009
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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