Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Steven Watson has been active in the securities industry since February 6, 2003. Patrick is currently registered with the firm Watson Management Associates, LLC, and has been with the firm since April 18, 2006. Patrick holds a Series 7, Series 24, Series 31, Series 63, Series 99TO, and a SIE licenses. Patrick is registered in New York. Patrick was previously registered with Quadriga Asset Management Inc., Chase Securities Inc., and Hambrecht & Quist LLC. Patrick has a strong background in the financial industry, with experience in various roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/18/2006 - Present
Watson Management Associates, LLC (NEW YORK NY)
NY
01/28/2002 - 12/02/2003
QUADRIGA ASSET MANAGEMENT INC. (NEW YORK NY)
NY
02/01/2000 - 02/06/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
10/04/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 04/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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