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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Steven Sallee is a financial advisor with over 20 years of experience in the industry. Patrick has a strong background in both brokerage and investment advisory services. Patrick is currently registered with Wells Fargo Clearing Services, LLC and has held prior roles with CAPTRUST Financial Advisors, BANC of America Investment Services, Inc., First Union Securities, Inc., First Union Brokerage Services, Inc., and American Express Financial Advisors Inc. Patrick is also registered with the states of North Carolina and Texas. Patrick holds several licenses including Series 7, 9, 10, 24, 27, 52TO, 53, 55, 63, 65, 87, 99TO, and SIE. Patrick specializes in providing portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/03/2020 - Present
Wells Fargo Clearing Services, LLC (HENDERSONVILLE NC)
NC
08/16/2007 - 07/31/2013
CAPTRUST FINANCIAL ADVISORS (RALEIGH NC)
NC
06/07/2001 - 08/17/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
10/01/2000 - 03/28/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
04/18/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MN
09/01/1999 - 04/11/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/01/1999 - 04/11/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/28/2009
Series 4 - Registered Options Principal Examination
BC
Issued 08/12/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/02/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/31/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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