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Patrick Steven Prentice

Hazard & Siegel, Inc.

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About Patrick Steven Prentice

Patrick Prentice is a financial advisor with Hazard & Siegel, Inc. in DEWITT, NY. Patrick has been in the financial services industry since October 2020 and is currently registered with FINRA.

Firm Information

Patrick Prentice is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Prentice’s Registration & Firm History

NY

01/15/2024 - Present

Hazard & Siegel, Inc. (DEWITT NY)

FL

01/05/2024 - 01/16/2024

TRANSAMERICA CAPITAL, INC. (St. Petersburg FL)

FL

10/19/2020 - 12/31/2023

TRANSAMERICA CAPITAL, INC. (St. Petersburg FL)

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Licenses & Designations

BC

Issued 10/19/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/15/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Steven Prentice.
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