Unclaimed
Patrick Stephen Smith is a financial advisor with Brighthouse Securities, LLC. Patrick has been in the industry since February 19, 2002. Patrick is registered in Iowa and holds the Series 7, Series 66, and Series 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/26/2019 - Present
Brighthouse Securities, LLC (CHARLOTTE NC)
IA
12/11/2004 - 11/27/2019
METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)
IA
01/23/2013 - 07/07/2016
MSI FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
IA
07/31/2006 - 01/02/2015
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
CA
02/12/2003 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MN
01/03/2002 - 01/23/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/03/2002 - 01/23/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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