Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Stephen Mullen is a financial advisor who has been working in the financial services industry since 2003. Patrick is currently registered with Citizens Securities, Inc. Patrick also has prior registrations with CETERA INVESTMENT SERVICES LLC, PNC INVESTMENTS, KEY INVESTMENT SERVICES LLC, SANTANDER SECURITIES LLC, CITIZENS SECURITIES, INC., LPL FINANCIAL LLC, WELLS FARGO ADVISORS, LLC, WACHOVIA SECURITIES, LLC, and PRUCO SECURITIES, LLC. Patrick holds the Series 6, 7, and 63 licenses. Patrick has experience working with individuals and corporations, and manages over $9 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Participate in wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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PA
05/13/2021 - Present
Citizens Securities, Inc. (Fort Washington PA)
PA
10/21/2018 - 05/17/2021
CETERA INVESTMENT SERVICES LLC (WYOMISSING PA)
PA
02/15/2018 - 10/18/2018
PNC INVESTMENTS (NARBERTH PA)
PA
09/05/2017 - 02/05/2018
KEY INVESTMENT SERVICES LLC (HARLEYSVILLE PA)
PA
09/08/2015 - 08/22/2017
SANTANDER SECURITIES LLC (WYOMISSING PA)
PA
05/23/2011 - 08/13/2015
CITIZENS SECURITIES, INC. (PHILADELPHIA PA)
PA
06/17/2009 - 05/13/2011
LPL FINANCIAL LLC (PHILADELPHIA PA)
PA
09/15/2008 - 06/17/2009
WELLS FARGO ADVISORS, LLC (HUNTINGDON VALLEY PA)
NC
09/08/2004 - 09/07/2006
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
NJ
08/03/2001 - 07/19/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 11/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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