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Patrick Smith

Lavaca Capital, LLC

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About Patrick Smith

Patrick Smith is an Investment Advisor Representative with Lavaca Capital, LLC. Patrick has been in the industry since 2010 and has worked with Edward Jones, Raymond James & Associates, Inc., and Sunbelt Securities, Inc. Patrick is registered with the state of Texas. Patrick is a Series 7 and Series 66 licensed professional and has the Series SIE. Lavaca Capital, LLC is a Registered Investment Advisor that provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Lavaca Capital, LLC's main office is located in Houston, Texas.

Firm Information

Patrick Smith is currently registered with Lavaca Capital, LLC. Lavaca Capital, LLC is an investment advisor based in Houston, Texas. The firm provides portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. Lavaca Capital, LLC manages approximately $341.4 million in assets. The firm also provides selection of other advisors as an advisory service.
Lavaca Capital, LLC

2700 POST OAK BLVD.

HOUSTON, TX 77056

$341.36M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Patrick Smith’s Registration & Firm History

TX

02/15/2018 - Present

Lavaca Capital, LLC (HOUSTON TX)

TX

06/26/2018 - 12/08/2023

SUNBELT SECURITIES, INC. (Houston TX)

TX

09/17/2015 - 01/30/2018

RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)

TX

08/13/2010 - 09/22/2015

EDWARD JONES (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 08/26/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Patrick Smith.
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