Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Cavanaugh is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Patrick is a Registered Representative and Investment Advisor Representative. Patrick has been in the securities industry since 2014. Prior to joining Northwestern Mutual Investment Services, LLC, Patrick worked with Cetera Advisor Networks LLC, LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and PFS Investments Inc. Patrick's current office is located in Baton Rouge, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
01/27/2023 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
LA
03/23/2022 - 11/23/2022
CETERA ADVISOR NETWORKS LLC (BATON ROUGE LA)
LA
10/03/2019 - 04/18/2022
LPL FINANCIAL LLC (BATON ROUGE LA)
LA
05/27/2016 - 10/04/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
LA
08/11/2014 - 05/31/2016
PFS INVESTMENTS INC. (BATON ROUGE LA)
BOTH
Issued 08/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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