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Patrick Sheehan Topper

Pruco Securities, LLC

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About Patrick Sheehan Topper

Patrick Sheehan Topper is a financial advisor in Williamsville, NY and has been working in the industry since December 2014. Patrick has a Series 66, Series 7 and SIE license. Patrick is currently registered with Pruco Securities, LLC. Patrick has experience working with high-net-worth individuals, corporations, and other businesses.

Firm Information

Patrick Topper is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Patrick Topper’s Registration & Firm History

NY

03/07/2022 - Present

Pruco Securities, LLC (WILLIAMSVILLE NY)

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Licenses & Designations

BOTH

Issued 04/08/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Sheehan Topper.
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