Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Compston is a registered investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Patrick has been in the securities industry since 2015 and holds the following licenses: Series 63, Series 65, Series 7 and the SIE. Patrick is registered in the states of Alabama, Connecticut, Florida, Georgia, Massachusetts, New Jersey, New York, Pennsylvania and Texas. Patrick is an experienced financial advisor with expertise in portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Patrick also provides educational seminars to clients. Patrick is committed to providing clients with personalized financial advice and services. Patrick is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/06/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRADENTON FL)
FL
06/03/2024 - 07/02/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ELLENTON FL)
IA
Issued 07/09/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patrick Compston is the right advisor for you? Invested Better is here to help.
