Unclaimed
Patrick Gooden is a financial professional with over 25 years of experience in the industry. Patrick is currently registered with Fidelity Brokerage Services LLC in Florida. Patrick holds Series 7, 9, 10, and 63 licenses. In addition to his current firm, Patrick has previously been registered with Fidelity Brokerage Services LLC, Fidelity Brokerage Services, Inc., and Principal Financial Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/28/2006 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
RI
10/14/1999 - 11/07/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/16/1996 - 11/25/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
TX
03/16/1995 - 12/04/1995
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
BC
Issued 03/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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