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Patrick Shane Gooden

Fidelity Brokerage Services LLC

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About Patrick Shane Gooden

Patrick Gooden is a financial professional with over 25 years of experience in the industry. Patrick is currently registered with Fidelity Brokerage Services LLC in Florida. Patrick holds Series 7, 9, 10, and 63 licenses. In addition to his current firm, Patrick has previously been registered with Fidelity Brokerage Services LLC, Fidelity Brokerage Services, Inc., and Principal Financial Securities, Inc.

Firm Information

Patrick Gooden is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Gooden’s Registration & Firm History

FL

09/28/2006 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

RI

10/14/1999 - 11/07/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

01/16/1996 - 11/25/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

TX

03/16/1995 - 12/04/1995

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 03/29/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/03/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick Shane Gooden.
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