Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Sean Thornton is a financial advisor with J.p. Morgan Securities LLC, where Patrick has been registered since 2008. Previously, Patrick was registered with J.P. MORGAN SECURITIES INC., WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC and WACHOVIA SECURITIES, INC.. Patrick specializes in Investment Banking, Broker/Dealer Services, Mutual Funds, Retirement Planning and Securities. Patrick has held a Series 7, Series 10, Series 24, Series 63, Series 79TO and SIE license since 2000. Patrick's licenses and registrations span across 53 states and Washington D.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NC
10/01/2008 - Present
J.p. Morgan Securities LLC (Charlotte NC)
NC
11/28/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHARLOTTE NC)
NC
07/01/2003 - 10/02/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/15/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/22/2000 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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