Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Sean Dote is a financial professional with over 20 years of experience in the financial services industry. Patrick Dote has a broad range of experience, having worked at Cowen and Company, Cowen & Co., and Cantor, Weiss & Friedner, Inc. before joining Intelligent Cross LLC in 2019. Patrick Dote is a registered representative and holds several industry licenses including Series 3, 7, 8, 24, 27, 55, 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/10/2019 - Present
Intelligent Cross LLC (STAMFORD CT)
NY
07/01/1998 - 08/10/2007
COWEN AND COMPANY (NEW YORK NY)
NY
08/23/1996 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
07/25/1995 - 09/13/1996
CANTOR, WEISS & FRIEDNER, INC. (NEW YORK NY)
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/09/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2017
Series 3 - National Commodity Futures Examination
BC
Issued 02/09/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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