Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Schaffer is a financial advisor at UBS Financial Services Inc. Patrick has been in the financial industry since 2008 and has experience working at a variety of firms, including J.P. Morgan Securities LLC and Susquehanna Financial Group, LLLP. Patrick holds Series 3, 7, 55, and 63 licenses and is also a Chartered Financial Analyst. Patrick works with a wide range of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. He provides a variety of financial services, including financial planning, portfolio management, and education seminars. Patrick has a strong commitment to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/26/2021 - Present
UBS Financial Services Inc. (LOS ANGELES CA)
CA
11/30/2011 - 02/26/2021
J.P. MORGAN SECURITIES LLC (Los Angeles CA)
PA
03/02/2005 - 07/27/2005
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
NY
06/25/2001 - 12/08/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 12/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/18/2002
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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