Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Di Fazio is a financial advisor with over 17 years of experience in the industry. Patrick has been registered with Avantax Advisory Services since October 2019 and with Avantax Planning Partners, Inc. since March 2021. Prior to joining these firms, Patrick held positions at 1ST GLOBAL CAPITAL CORP., FROST BROKERAGE SERVICES, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., and AXA ADVISORS, LLC. Patrick holds Series 6, 7, 24, 63, 66, 99TO and SIE licenses and is registered in Texas and Virginia. Patrick's areas of expertise include financial planning, portfolio management, pension consulting, and educational seminars. Patrick is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (DALLAS TX)
TX
08/24/2010 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/09/2009 - 08/19/2010
FROST BROKERAGE SERVICES, INC. (PLANO TX)
TX
12/19/2007 - 06/02/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
02/05/2007 - 12/18/2007
AXA ADVISORS, LLC (DALLAS TX)
CA
01/29/2003 - 09/11/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BOTH
Issued 12/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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