Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Waters is a financial advisor with over 20 years of experience in the industry. Patrick is currently registered with Fidelity Personal and Workplace Advisors. Patrick is also a registered Investment Advisor. Patrick is licensed to provide financial advice in 53 states and the District of Columbia. Prior to joining Fidelity, Patrick held positions at several other firms, including State Street Global Markets, LLC, ALLSPRING FUNDS DISTRIBUTOR, LLC, BLACKROCK INVESTMENTS, LLC, BLACKROCK EXECUTION SERVICES, and CHARLES SCHWAB & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/07/2024 - Present
Fidelity Personal AND Workplace Advisors (SAN FRANCISCO CA)
CA
07/27/2018 - 09/02/2022
ALLSPRING FUNDS DISTRIBUTOR, LLC (SAN FRANCISCO CA)
CA
10/16/2013 - 02/02/2017
STATE STREET GLOBAL MARKETS, LLC (SAN FRANCISCO CA)
CA
10/03/2012 - 03/19/2013
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
01/21/2011 - 10/15/2012
BLACKROCK EXECUTION SERVICES (NEW YORK NY)
CA
03/13/1998 - 02/05/2009
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
IA
Issued 08/02/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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