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Patrick S Broderick

Fnex Capital, LLC

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About Patrick S Broderick

Patrick Broderick is a financial advisor with Fnex Capital, LLC, based in Indianapolis, Indiana. Patrick has been in the financial industry since 2004 and has extensive experience with investment services, including securities, investments, and other financial products. Patrick's areas of expertise include securities and investment advisory services.

Firm Information

Patrick Broderick is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Broderick’s Registration & Firm History

IN

08/16/2024 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

ME

03/20/2018 - 12/20/2018

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

CT

11/12/2015 - 08/29/2017

AMG DISTRIBUTORS, INC. (STAMFORD CT)

ME

04/15/2008 - 09/22/2015

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NY

05/15/2006 - 01/08/2008

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

07/15/2005 - 11/17/2005

AT INVESTOR SERVICES, INC. (NEW YORK NY)

GA

09/23/2004 - 07/15/2005

AMVESCAP SERVICES, INC. (ATLANTA GA)

MO

06/17/2003 - 08/06/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

01/29/1997 - 06/04/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/19/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/02/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/16/2024

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/06/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick S Broderick.
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