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Patrick S Brock

Total Investment Management, Inc.

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About Patrick S Brock

Patrick Brock is a registered investment advisor representative with Total Investment Management, Inc. in Scottsdale, Arizona. Patrick is licensed in Arizona. Patrick has been in the industry since 2015 and has held previous roles at Southwest Airlines. Patrick has passed the Series 63 and Series 65 exams. Patrick specializes in financial planning, publication of periodicals, selection of other advisors, and portfolio management for individuals. Total Investment Management, Inc. is a Registered Investment Advisor with approximately $1.196 billion in assets under management. The firm provides financial planning, publication of periodicals, selection of other advisors, and portfolio management for individuals.

Firm Information

Patrick Brock is currently registered with Total Investment Management, Inc.. Total Investment Management, Inc. is an investment advisor registered with the SEC. Headquartered in Scottsdale, Arizona, the firm provides financial planning, portfolio management for individuals, publication of periodicals, and selection of other advisors. Total Investment Management, Inc. manages over $1.19 billion in regulatory assets under management. The firm primarily serves high-net-worth individuals and individuals other than high-net-worth, with a combined 1,341 clients.
Total Investment Management, Inc.

9383 EAST BAHIA DRIVE

SCOTTSDALE, AZ 85260

$1.20B

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Patrick Brock’s Registration & Firm History

AZ

08/21/2017 - Present

Total Investment Management, Inc. (Scottsdale AZ)

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Licenses & Designations

IA

Issued 07/20/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/10/2016

Series 63 - Uniform Securities Agent State Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Patrick S Brock.
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