Unclaimed
Patrick McGoldrick is a registered representative with SMBc Nikko Securities America, Inc. Patrick has been in the securities industry since July 16, 2014. Patrick is licensed to sell securities in all 50 states. Patrick holds the following licenses: Series 63, SIE, and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2014 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 06/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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